Directive 2009/65/EC | UCITS Directive

Undertakings for Collective Investment in Transferable Securities Directive

CHAPTER I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-4)Article 1 Article 2 Q&A Article 3 Article 4

CHAPTER II - AUTHORISATION OF UCITS (Article 5)Article 5

CHAPTER III - OBLIGATIONS REGARDING MANAGEMENT COMPANIES (Article 6-21)

SECTION 1 - Conditions for taking up business (Article 6-8)Article 6 Q&AGL Article 7 Article 8

SECTION 2 - Relations with third countries (Article 9)Article 9

SECTION 4 - Freedom of establishment and freedom to provide services (Article 16-21)Article 16 Q&A Article 17 Q&A Article 18 Q&A Article 19 Q&A Article 20 Q&A Article 21 Q&A

CHAPTER V - OBLIGATIONS REGARDING INVESTMENT COMPANIES (Article 27-36)

SECTION 1 - Conditions for taking up business (Article 27-29)Article 27 Article 28 Article 29

SECTION 2 - Operating conditions (Article 30-31)Article 30 GL Article 31 GL

CHAPTER VI - MERGERS OF UCITS (Article 37-48)

SECTION 1 - Principle, authorisation and approval (Article 37-40)Article 37 Article 38 Article 39 Article 40

SECTION 2 - Third-party control, information of unit-holders and other rights of unit-holders (Article 41-45)Article 41 Article 42 Article 43 ITS/RTS Article 44 Article 45

SECTION 3 - Costs and entry into effect (Article 46-48)Article 46 Article 47 Article 48

CHAPTER VIII - MASTER-FEEDER STRUCTURES (Article 58-67)

SECTION 1 - Scope and approval (Article 58-59)Article 58 Q&A Article 59

SECTION 2 - Common provisions for feeder and master UCITS (Article 60)Article 60 ITS/RTS

SECTION 3 - Depositaries and auditors (Article 61-62)Article 61 ITS/RTS Article 62 ITS/RTS

SECTION 4 - Compulsory information and marketing communications by the feeder UCITS (Article 63)Article 63 Q&A

SECTION 5 - Conversion of existing UCITS into feeder UCITS and change of master UCITS (Article 64)Article 64 ITS/RTS

SECTION 6 - Obligations and competent authorities (Article 65-67)Article 65 Article 66 Article 67

CHAPTER IX - OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS (Article 68-82a)

SECTION 2 - Publication of other information (Article 76-77)Article 76 Article 77 [repealed]

CHAPTER XI - SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED (Article 91-96)Article 91 Q&A Article 92 Article 93 Q&A Article 93a Article 94 Q&A Article 95 ITS/RTS Article 96

CHAPTER XIV - DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS (Article 113-119)

SECTION 1 - Derogations (Article 113-114)Article 113 Article 114

SECTION 2 - Transitional and final provisions (Article 115-119)Article 115 Article 116 Article 117 Article 118 Article 119