CHAPTER I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3)Article 1 - Subject matter Article 2 - Scope GLArticle 3 - Definitions
CHAPTER II - TRANSPARENCY OF SFTS (Article 4)Article 4 - Reporting obligation and safeguarding in respect of SFTs ITS/RTSQ&AGL
CHAPTER III - REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY (Article 5-12)Article 5 - Registration of a trade repository ITS/RTSQ&AGLArticle 6 - Notification of and consultation with competent authorities prior to registration or extension of registration Article 7 - Examination of the application Article 8 - Notification of ESMA decisions relating to registration or extension of registration Article 9 - Powers of ESMA Article 10 - Withdrawal of registration Article 11 - Supervisory fees ITS/RTSArticle 12 - Transparency and availability of data held in a trade repository ITS/RTSGL
CHAPTER IV - TRANSPARENCY TOWARDS INVESTORS (Article 13-14)Article 13 - Transparency of collective investment undertakings in periodical reports Q&AArticle 14 - Transparency of collective investment undertakings in pre-contractual documents
CHAPTER V - TRANSPARENCY OF REUSE (Article 15)Article 15 - Reuse of financial instruments received under a collateral arrangement
CHAPTER VI - SUPERVISION AND COMPETENT AUTHORITIES (Article 16-18)Article 16 - Designation and powers of competent authorities Article 17 - Cooperation between competent authorities Article 18 - Professional secrecy
CHAPTER VII - RELATIONSHIP WITH THIRD COUNTRIES (Article 19-21)Article 19 - Equivalence and recognition of trade repositories Article 20 - Indirect access to data between authorities Article 21 - Equivalence of reporting
CHAPTER VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES (Article 22-28)Article 22 - Administrative sanctions and other administrative measures Article 23 - Determination of administrative sanctions and other administrative measures Article 24 - Reporting of infringements Article 25 - Exchange of information with ESMA ITS/RTSArticle 26 - Publication of decisions Article 27 - Right of appeal Article 28 - Sanctions and other measures for the purpose of Articles 13 and 14
CHAPTER X - FINAL PROVISIONS (Article 30-33)Article 30 - Exercise of delegated powers Article 31 - Committee procedure Article 32 - Amendments to Regulation (EU) No 648/2012 Article 33 - Entry into force and application