FICOD | Directive 2002/87/EC | judict

Updated 28/09/2023

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In force since 11/02/2003

Version from: 26/06/2021

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Procedure 2001/0095/COD

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Synchronised with EUR-Lex on 28/09/2023

FICOD Tool Financial Conglomerates Directive (FICOD)

Financial Conglomerates Directive (FICOD)

Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and of the Council

CHAPTER I - OBJECTIVE AND DEFINITIONS (Article 1-4)Article 1 - Subject matter Article 2 - Definitions RTS Article 3 - Thresholds for identifying a financial conglomerate Article 4 - Identifying a financial conglomerate

CHAPTER II - SUPPLEMENTARY SUPERVISION (Article 5-19)

SECTION 1 - SCOPE (Article 5)Article 5 - Scope of supplementary supervision of regulated entities referred to in Article 1

SECTION 2 - FINANCIAL POSITION (Article 6-9)Article 6 - Capital adequacy RTSGL Article 7 - Risk concentration ITSRTSGL Article 8 - Intra-group transactions ITSRTSGL Article 9 - Internal control mechanisms and risk management processes GL

SECTION 3 - MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION AND POWERS OF THE JOINT COMMITTEE (Article 9a-17)Article 9a - Role of the Joint Committee Article 9b - Stress testing Article 10 - Competent authority responsible for exercising supplementary supervision (the coordinator)Article 11 - Tasks of the coordinator GL Article 12 - Cooperation and exchange of information between competent authorities Article 12a - Cooperation and exchange of information with the Joint Committee Article 12b - Common guidelines Article 13 - Management body of mixed financial holding companies Article 14 - Access to information Article 15 - Verification Article 16 - Enforcement measures Article 17 - Additional powers of the competent authorities

SECTION 4 - THIRD COUNTRIES (Article 18-19)Article 18 - Parent undertakings in a third country Article 19 - Cooperation with third-country competent authorities

CHAPTER III - DELEGATED ACTS AND IMPLEMENTING MEASURES (Article 20-21c)Article 20 - Powers conferred on the Commission Article 21 - Committee Article 21a - Technical standards ITSRTS Article 21b - Common Guidelines Article 21c - Exercise of the delegation

CHAPTER IV - AMENDMENTS TO EXISTING DIRECTIVES (Article 22-29)Article 22 - Amendments to Directive 73/239/EEC [repealed]Article 23 - Amendments to Directive 79/267/EEC Article 24 - Amendments to Directive 92/49/EEC [repealed]Article 25 - Amendments to Directive 92/96/EEC Article 26 - Amendments to Directive 93/6/EEC Article 27 - Amendments to Directive 93/22/EEC Article 28 - Amendments to Directive 98/78/EC [repealed]Article 29 - Amendments to Directive 2000/12/EC

CHAPTER V - ASSET MANAGEMENT COMPANIES (Article 30-30a)Article 30 - Asset management companies Article 30a - Alternative investment fund managers

CHAPTER VI - TRANSITIONAL AND FINAL PROVISIONS (Article 31-34)Article 31 - Report by the Commission Article 32 - Transposition Article 33 - Entry into force Article 34 - Addressees

ANNEX I RTS ANNEX II RTS

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Regulation (EU) 575/2013 (CRR)Implementing Regulation (EU) 2021/451Implementing Regulation (EU) 2021/453Implementing Regulation (EU) 680/2014Implementing Regulation (EU) 2016/100

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