Updated 02/10/2023
In force since 25/03/2012

Version from: 31/01/2022
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Short Selling Regulation (SSR)

Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)

Article 5 - Notification to competent authorities of significant net short positions in shares Q&AArticle 6 - Public disclosure of significant net short positions in shares RTSQ&AArticle 7 - Notification to competent authorities of significant net short positions in sovereign debt DAArticle 8 - Notification to competent authorities of uncovered positions in sovereign credit default swaps Q&AArticle 9 - Method of notification and disclosure ITSRTSQ&AArticle 10 - Application of notification and disclosure requirements Q&AArticle 11 - Information to be provided to ESMA ITSRTS
Article 18 - Notification and disclosure in exceptional circumstancesArticle 19 - Notification by lenders in exceptional circumstancesArticle 20 - Restrictions on short selling and similar transactions in exceptional circumstances Article 21 - Restrictions on sovereign credit default swap transactions in exceptional circumstancesArticle 22 - Measures by other competent authoritiesArticle 23 - Power to restrict short selling of financial instruments temporarily in the case of a significant fall in price RTSDAArticle 24 - Period of restrictionsArticle 25 - Notice of restrictions Article 26 - Notification to ESMA and other competent authorities
Article 32 - Competent authorities Article 33 - Powers of competent authoritiesArticle 34 - Professional secrecyArticle 35 - Obligation to cooperateArticle 36 - Cooperation with ESMAArticle 37 - Cooperation in case of request for on-site inspections or investigationsArticle 38 - Cooperation with third countriesArticle 39 - Transfer and retention of personal dataArticle 40 - Disclosure of information to third countriesArticle 41 - Penalties Q&A