Updated 23/06/2024
In force since 02/07/2014

Version from: 28/03/2024
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Markets in Financial Instruments Directive (MiFID II)

Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance)

Recitals
Article 5 - Requirement for authorisation Q&AArticle 6 - Scope of authorisation Q&AArticle 7 - Procedures for granting and refusing requests for authorisation ITSRTSQ&AGLArticle 8 - Withdrawal of authorisations Q&AArticle 9 - Management body ITSRTSQ&AGLArticle 10 - Shareholders and members with qualifying holdings RTSArticle 11 - Notification of proposed acquisitions ITSGLArticle 12 - Assessment period ITSRTSGLArticle 13 - Assessment RTSGLArticle 14 - Membership of an authorised investor compensation schemeArticle 15 - Initial capital endowment Q&AArticle 16 - Organisational requirements DAQ&AGLArticle 16a - Exemptions from product governance requirements Q&AArticle 17 - Algorithmic trading RTSQ&AArticle 18 - Trading process and finalisation of transactions in an MTF and an OTF ITSQ&AGLArticle 19 - Specific requirements for MTFs ITSQ&AGLArticle 20 - Specific requirements for OTFs Q&A
Article 24 - General principles and information to clients DAQ&AGLArticle 25 - Assessment of suitability and appropriateness and reporting to clients DAIAQ&AGLArticle 26 - Provision of services through the medium of another investment firmArticle 27 - Obligation to execute orders on terms most favourable to the client RTSDAQ&AArticle 28 - Client order handling rules DAArticle 29 - Obligations of investment firms when appointing tied agents Article 29a - Services provided to professional clientsArticle 30 - Transactions executed with eligible counterparties DA
Article 44 - Authorisation and applicable law Q&AArticle 45 - Requirements for the management body of a market operator GLArticle 46 - Requirements relating to persons exercising significant influence over the management of the regulated marketArticle 47 - Organisational requirements Q&AGLArticle 48 - Systems resilience, circuit breakers and electronic trading RTSQ&AGLArticle 49 - Tick sizes RTSQ&AArticle 50 - Synchronisation of business clocks [repealed] RTSGLArticle 51 - Admission of financial instruments to trading RTSArticle 52 - Suspension and removal of financial instruments from trading on a regulated market ITSRTSDAArticle 53 - Access to a regulated market Q&AArticle 54 - Monitoring of compliance with the rules of the regulated market and with other legal obligations DAArticle 55 - Provisions regarding CCP and clearing and settlement arrangementsArticle 56 - List of regulated markets
Article 67 - Designation of competent authoritiesArticle 68 - Cooperation between authorities in the same Member StateArticle 69 - Supervisory powers Article 70 - Sanctions for infringementsArticle 71 - Publication of decisions ITSArticle 72 - Exercise of supervisory powers and powers to impose sanctionsArticle 73 - Reporting of infringementsArticle 74 - Right of appealArticle 75 - Extra-judicial mechanism for consumers complaintsArticle 76 - Professional secrecyArticle 77 - Relations with auditorsArticle 78 - Data protection
Article 79 - Obligation to cooperate ITSDAArticle 80 - Cooperation between competent authorities in supervisory activities, for on-site verifications or investigations ITSRTSArticle 81 - Exchange of information ITSArticle 82 - Binding mediationArticle 83 - Refusal to cooperateArticle 84 - Consultation prior to authorisation ITSArticle 85 - Powers for host Member StatesArticle 86 - Precautionary measures to be taken by host Member StatesArticle 87 - Cooperation and exchange of information with ESMAArticle 87a - Accessibility of information on the European single access point
ANNEX I RTSDAQ&AANNEX IIANNEX IIIANNEX IV