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Version from: 09/01/2024

Level 2 legal acts in relation to Prospectus Regulation

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Procedure 2015/0268/COD

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Synchronised with EUR-Lex on 27/07/2024

PR Tool Prospectus Regulation (PR)

Prospectus Regulation (PR)

Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC (Text with EEA relevance)

CHAPTER I - GENERAL PROVISIONS (Article 1-5)Article 1 - Subject matter, scope and exemptions DAQ&A Article 2 - Definitions Q&A Article 3 - Obligation to publish a prospectus and exemption Q&A Article 4 - Voluntary prospectus Article 5 - Subsequent resale of securities DA

CHAPTER II - DRAWING UP OF THE PROSPECTUS (Article 6-12)Article 6 - The prospectus Q&A Article 7 - The prospectus summary RTSQ&A Article 8 - The base prospectus Q&A Article 9 - The universal registration document DAQ&A Article 10 - Prospectuses consisting of separate documents Q&A Article 11 - Responsibility attaching to the prospectus Q&AGL Article 12 - Validity of a prospectus, registration document and universal registration document Q&A

CHAPTER III - THE CONTENT AND FORMAT OF THE PROSPECTUS (Article 13-19)Article 13 - Minimum information and format DAQ&A Article 14 - Simplified disclosure regime for secondary issuances DAQ&A Article 14a - EU Recovery prospectus Q&A Article 15 - EU Growth prospectus DAQ&A Article 16 - Risk factors Q&AGL Article 17 - Final offer price and amount of securities Article 18 - Omission of information Article 19 - Incorporation by reference Q&A

CHAPTER IV - ARRANGEMENTS FOR APPROVAL AND PUBLICATION OF THE PROSPECTUS (Article 20-23)Article 20 - Scrutiny and approval of the prospectus DAQ&AGL Article 21 - Publication of the prospectus RTSQ&A Article 21a - Accessibility of information on the European single access point Q&A Article 22 - Advertisements RTSQ&A Article 23 - Supplements to the prospectus RTSQ&A

CHAPTER V - CROSS-BORDER OFFERS AND ADMISSIONS TO TRADING ON A REGULATED MARKET AND USE OF LANGUAGES (Article 24-27)Article 24 - Union scope of approvals of prospectuses Article 25 - Notification of prospectuses and supplements and communication of final terms RTSQ&A Article 26 - Notification of registration documents or universal registration documents Q&A Article 27 - Use of language Q&A

CHAPTER VI - SPECIFIC RULES IN RELATION TO ISSUERS ESTABLISHED IN THIRD COUNTRIES (Article 28-30)Article 28 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation Article 29 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country Article 30 - Cooperation with third countries

CHAPTER VII - ESMA AND COMPETENT AUTHORITIES (Article 31-37)Article 31 - Competent authorities Article 32 - Powers of competent authorities Article 33 - Cooperation between competent authorities Article 34 - Cooperation with ESMA Article 35 - Professional secrecy Article 36 - Data protection Article 37 - Precautionary measures Q&A

CHAPTER VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES (Article 38-43)Article 38 - Administrative sanctions and other administrative measures Article 39 - Exercise of supervisory powers and powers to impose sanctions Article 40 - Right of appeal Article 41 - Reporting of infringements Article 42 - Publication of decisions Article 43 - Reporting sanctions to ESMA

CHAPTER IX - DELEGATED AND IMPLEMENTING ACTS (Article 44-45)Article 44 - Exercise of the delegation Article 45 - Committee procedure

CHAPTER X - FINAL PROVISIONS (Article 46-49)Article 46 - Repeal Q&A Article 47 - ESMA report on prospectuses Article 47a - Time limitation of the EU Recovery prospectus regime Article 48 - Review Article 49 - Entry into force and application

ANNEX I ANNEX II ANNEX III ANNEX IV DA ANNEX V DA ANNEX Va Q&A ANNEX VI

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