EU parent institution / EU parent financial holding company / EU parent mixed financial holding company / institution

Total amount of assets and off-balance sheet items (in million euros)

Is it identified as global systemically important institution (G-SII) or other systemically important institution (O-SII)?

Has a waiver been granted pursuant to Article 7 or 10 of Regulation (EU) No 575/2013 (waivers from capital requirements)? (Y/N)

Has a waiver been granted pursuant to Article 8 or 10 of Regulation (EU) No 575/2013 (waivers from liquidity requirements)? (Y/N)

Institutions authorised in a Member State / Financial sector entities authorised in a Member State

Is the institution / financial sector entity important for the group?

(Y/N)

Is the institution / financial sector entity important for the Member State in which it is authorised?

(Y/N)

Total amount of assets and off-balance sheet items of the institution / financial sector entity (in million euros)

Criteria used for determining the importance for the Member State, as applicable

Criteria used for determining the importance for the group, as applicable

Has a waiver been granted pursuant to Article 7 or Article 10 of Regulation (EU) No 575/2013

(waivers from capital requirements)?

(Y/N)

Competent authority / Other authority

Member State

Institution / Financial sector entity

Legal Identifier Code, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System)

Is the institution / financial sector entity identified as O-SII?

Immediate parent of the institution / financial sector entity

Legal Identifier Code, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System)

Is the immediate parent identified as O-SII?

Resolution college:

Member and observers countries:

Member and observers authorities:

Crisis Management Group (CMG):

Member countries:

Member authorities:

Name of the consolidating supervisor or competent authority of the home Member State:

Address of the consolidating supervisor or competent authority of the home Member State:

Contact person (name, email address, phone number) of the consolidating supervisor or competent authority of the home Member State:

Has a waiver been granted pursuant to Article 8 or Article 10 of Regulation (EU) No 575/2013 (waivers from liquidity requirements)? (Y/N)

Is the relevant authority a member or an observer of the college? If yes and part of a specific-college substructure, please specify.

Branches established in a Member State

Is the branch important for the group?

(Y/N)

Criteria used for determining the importance, as applicable

Is the branch important for the Member State as pursuant to Article 51 of Directive 2013/36/EU?

(Y/N)

Is the relevant authority a member or an observer of the college? If yes and part of a specific-college substructure, please specify.

Competent authority / Other authority

Member State

Branch

Institution under which the branch is established

Legal Identifier Code of the institution under which the branch is established, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System)

Is the institution under which the branch is established identified as O-SII? (Y/N)

Institutions authorised and branches established in a third country

Is the institution / branch important for the group?

(Y/N)

Criteria used for determining the importance, as applicable

Are the confidentiality and professional secrecy requirements applicable to the third country supervisory authority assessed as equivalent by all college members?

(Y/N)

Is the third country supervisory authority an observer of the college? If yes and part of a specific college substructure, please specify.

Third country supervisory authority

Third country

Institution / branch

Legal Identifier Code of the institution, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System)

Immediate parent of the institution

Legal Identifier Code of the immediate parent, where such a code exists(pre-Legal Entity Identifiers or Global Legal Entity Identifier System)

Is there another non-European college structure? (Y/N) (if yes, please specify the name of the college and hosting supervisor):

Member countries:

Member authorities:

Name of college