Article 9 | Implementing Regulation 2025/1157

Updated 10/12/2025

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Article 9 - Implementing Regulation 2025/1157

Article 9

Acknowledgement of receipt of an application for authorisation as a CTP

Within 10 working days from the receipt of the application for authorisation, ESMA shall send electronically an acknowledgement of receipt to the applicant for authorisation as a CTP, including the contact details of the contact point designated pursuant to Article 7.

Recitals

CHAPTER I - STANDARD FORMS, TEMPLATES AND PROCEDURES FOR THE AUTHORISATION OF APAS AND ARMS AND RELATED NOTIFICATIONS (Article 1-6)

CHAPTER II - STANDARD FORMS, TEMPLATES AND PROCEDURES FOR THE AUTHORISATION OF CTPS AND RELATED NOTIFICATIONS (Article 7-12)Article 7 - Designation of a contact point for applicants for authorisation as a CTP Article 8 - Application form and notification form for applicants for authorisation as a CTP, and ways to submit those forms Article 9 - Acknowledgement of receipt of an application for authorisation as a CTP Article 10 - Additional information to be provided by an applicant for authorisation as a CTP Article 11 - Notification of changes to the membership of the management body by CTPs Article 12 - Communication of the decision to grant or refuse an authorisation to operate as a CTP

CHAPTER III - FINAL PROVISIONS (Article 13-14)

ANNEX I - Application form for authorisation to provide data reporting services as an APA or an ARM ANNEX II - Notification form for the list of members of the management body of an APA or an ARM ANNEX III - Notification form for changes to the membership of the management body of an APA or an ARM ANNEX IV - Application form for authorisation to provide data reporting services as a CTP ANNEX V - Notification form for the list of members of the management body of a CTP ANNEX VI - Notification form for changes to the membership of the management body of a CTP

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Article 9 - Implementing Regulation 2025/1157

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