Updated 09/05/2025
Process initiated 2025-04-07
References (2)
07/04/2025
ESMA84-858027815-176
Consultation published

Draft RTS on criteria for assessing the compliance function

Draft RTS specifying the criteria for assessing whether the compliance function of external reviewers has the authority to discharge its responsibilities properly and independently and the criteria for assessing whether the compliance function has the necessary resources and expertise and has access to all relevant information

Attention! This Level 2 legal act has not yet been adopted by the European Commission. Below is the most recent document in this process.
Most recent document:ESMA84-858027815-176
Document type:Consultation
Published on:07/04/2025
Based on:
Art. 29(4) Regulation 2023/2631 (EuGB Regulation)