Article 16
Information on ownership
(Article 27da(2), point (d), of Regulation (EU) No 600/2014)
1. An applicant seeking authorisation to operate a CT pursuant to Article 27db of Regulation (EU) No 600/2014 shall include in its application for authorisation:
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(a) |
a list containing the name of each person or entity who directly or indirectly holds 10 % or more of the applicant’s capital or of its voting rights or whose holding makes it possible to exercise a significant influence on the applicant; |
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(b) |
a list of all undertakings in which a person or entity referred to in point (a) holds 10 % or more of the capital or voting rights or on which that person or entity exercises a significant influence; |
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(c) |
a chart showing the ownership links between the parent undertaking, any subsidiaries and any other associated entities or branches. |
2. The undertakings mentioned in the chart referred to in paragraph 1, point (c), shall be identified by their full name, legal status and legal address.