Updated 10/12/2025
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MiFIR ToolDelegated Regulation 2025/1143
Article 17

Article 17 - Delegated Regulation 2025/1143

Article 17

1.   An applicant seeking authorisation to operate a CT pursuant to Article 27db of Regulation (EU) No 600/2014 shall include in its application for authorisation the following information on the organisation:

(a)

information on the organisational structure of the applicant, including an organisational chart and a description of the human, technical and legal resources allocated to its business activities;

(b)

information on the operational separation policies and procedures to ensure segregation between the CTP and any other activities performed by the applicant;

(c)

information on the compliance policies and procedures of the CTP, including:

(i)

the name of the person or persons responsible for the approval and maintenance of those policies;

(ii)

the arrangements to monitor and enforce the compliance policies and procedures;

(iii)

the measures to be undertaken in the event of a breach which may result in a failure to meet the conditions for initial authorisation;

(iv)

a description of the procedure for reporting to ESMA any breach which may result in a failure to meet the conditions for initial authorisation;

(d)

a list of all outsourced functions and resources allocated to the control of the outsourced functions.

2.   A CTP offering services other than data reporting services shall describe those services in the organisational chart provided under paragraph 1, point (a).