Article 27
Information on record keeping arrangements
(Article 27da(2), point (k), of Regulation (EU) No 600/2014)
An applicant seeking authorisation to operate a CT pursuant to Article 27db of Regulation (EU) No 600/2014 shall provide ESMA with information on the arrangements adopted to ensure that:
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(a) |
each key stage of the CTP business may be reconstituted; |
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(b) |
the original content of a record related to its business in accordance with Article 27ha(3) of Regulation (EU) No 600/2014 before any corrections or other amendments may be recorded, traced and retrieved; |
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(c) |
measures to prevent unauthorised alteration of such records are in place; |
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(d) |
the data recorded are secured and confidential; |
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(e) |
a mechanism for identifying and correcting errors is incorporated in the record keeping system; |
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(f) |
in the case of a system failure, the records are timely recovered. |